Incidents

Incidents are publicly-documented allegations of acts committed by state-controlled security forces that may violate human rights laws and standards, international criminal law and other sets of relevant norms.

Incidents may include extrajudicial killings, rape, torture and other forms of violence. Security Force Monitor does not make these allegations itself, but compiles allegations made by governmental bodies, human rights organizations and other civil society actors around the world.

The Security Force Monitor does not make allegations against security forces. Nothing in the Monitor’s work should be taken as an allegation made by the Monitor against a unit or person. In our work we treat all claims of human rights violations as “alleged” to indicate that these are claims that other organizations have made.

For each incident, we include a description of the incident from the organization making the allegation, and from this structure data for the alleged type of human rights violation(s), the alleged perpetrator(s), date range and location the alleged type of human rights violation occurred. The data that we publish does not attempt to demonstrate involvement of individuals or units in human rights abuses beyond that which other organizations have alleged.

Incident: Summary of claim attributes

The table below summarizes the following dimensions of Incident claims:

  • Attribute label: a human readable label for the attribute

  • Status: whether the attribute is optional or required in a claim

  • Data type: the sort of data that can be entered into the attribute

  • Key name: a standardized name that simplifies attribute use in SFM databases

Attribute label

Status

Data type

Key name

type:claim

required

string

:claim/type

status:meta

required

string

:claim/statuses

researcher:meta

required

string

:meta/researchers

internal_comments:meta

optional

string

:meta/internal-comments

citation:refs:claim

required

strings<->uuids

:claim/citation:refs

about_entity:ref:claim

required

string<->uuid

:claim/about-entity:ref

about_entity:name:qa

optional

string

:claim/about-entity:ref

country:annotation

required

string

:annotation/country

incident:location:descriptions:assertion

optional

string

:assertion/incident:location:descriptions

incident:location:refs:assertion

required

string<->uuid

:assertion/incident:location:refs

incident:location:names:qa

optional

string

:assertion/incident:location:refs

incident:violation:types:assertion

required

string

:assertion/incident:violation:types

incident:violation:descriptions:assertion

required

string

:assertion/incident:violation:descriptions

incident:perpetrator:refs:assertion

optional

strings<->uuids

:assertion/incident:perpetrator:refs

incident:perpetrator:names:qa

optional

strings

:assertion/incident:perpetrator:refs

incident:perpetrator:classifications:assertion

optional

strings

:assertion/incident:perpetrator:classifications

incident:victim:refs:assertion

draft

strings<->uuids

:assertion/incident:victim:refs

incident:victim:names:qa

draft

strings

:assertion/incident:victim:refs

first_precise:range

optional

string-date

:range-precise/first

last_precise:range

optional

string-date

:range-precise/last

first_imprecise:range

optional

string-date

:range-imprecise/first

last_imprecise:range

optional

string-date

:range-imprecise/last

starting:range

required

YN<->bool

:range/starting?

ending:range

required

YN<->bool

:range/ending?

starting_context:range

optional

string

:range/starting-context

ending_context:range

optional

string

:range/ending-context

public_notes:meta

optional

string

:meta/public-notes

type:entity

required

string

:entity/type

Incident: Details of claim attributes

This section contains further information about each attribute, including descriptions, examples of use, and guidance on use.

type:claim

Description

A field that defines what type of claim is being made.

Attribute type

Text string

Status

This attribute is required.

Key name

:claim/type

Example of use

unit, positioning, relation, person, posting, incident

Guidance on use

Entering incident defines the claim and establishes the fields to be used in further data entry about an incident.

status:meta

Description

A field that classifies the data in the claim.

Attribute type

Text string

Status

This attribute is required.

Key name

:claim/statuses

Example of use

accepted, conflict, work_needed, issue

Guidance on use

Claims are marked accepted when all of the data can be entered in accordance with the guidance of this handbook. The conflict flag is used whenever a claim conflicts with another claim (or claims) and a review of citations show it to be the incorrect or false claim. A public_notes:meta should always accompany any conflict claim. If the data itself cannot be brought into the SFM standard the flag issue should be used. Finally, if the current citations cannot establish whether a claim should be flagged as accepted or conflict then the flag work_needed should be used as additional research is needed.

researcher:meta

Description

Field for initials or other identifier of researcher who last entered data for the claim.

Attribute type

Text string

Status

This attribute is required.

Key name

:meta/researchers

Example of use

TW, Jane_Doe, G1

Guidance on use

Every researcher should use this field to mark the claims that they have entered. Anytime a researcher modifies any data for an existing claim they should update this field so that any questions can be directed to the right person and the flow of work can be better tracked.

internal_comments:meta

Description

A field for temporary comments or notes for the researcher or research team working on the claim.

Attribute type

Text string

Status

This attribute is optional.

Key name

:meta/internal-comments

Example of use

Come back to this to determine date for claim

Guidance on use

Researchers may use this field to make temporary notes or leave temporary comments intended for others in the research team about a claim. These should eventually be addressed and the field cleared by the researcher or research team. If the claim needs an explanatory note or comment to be better understood, then that should be entered in the public_notes:meta field.

citation:refs:claim

Description

Field unique 32 character code assigned to citation(s) evidencing the claim.

Attribute type

String in UUID format

Status

This attribute is required.

Key name

:claim/citation:refs

Example of use

69dba35b-2b70-47cf-bfda-f80225f652c6, 4e99308c-f9c0-49e8-b97b-14c1e7bcb99d;bedf57b2-c20b-41e3-9dcf-b7b065eaa3b7

Guidance on use

Every claim must have at least one citation to evidence the data in the claim. When two or more citations are needed to evidence a claim then a corresponding explanatory note should be entered in the public_notes:meta field. This field is for the Universally Unique Identifier (UUID) for each citation, found in the ref:source:access_point_id:admin field in the Sources sheet. When multiple citations are needed every UUID should be semi-colon separated.

about_entity:ref:claim

Description

A unique 32 character code assigned to each entity in the dataset.

Attribute type

String in UUID format

Status

This attribute is required.

Key name

:claim/about-entity:ref

Example of use

521ebf18-f161-4ac9-8c72-5a246efa0458

Guidance on use

Every entity has a Universally Unique Identifier (UUID) to distinguish it from any other entity. For an incident this UUID distinguishes them from any other incident in the dataset.

about_entity:name:qa

Description

Field that provides human readable name for entity.

Attribute type

Text string

Status

This attribute is optional.

Key name

:claim/about-entity:ref

Example of use

Shot Dead in Hsipaw Township

Guidance on use

This field provides a human readable counterpart to the about_entity:ref:claim which combines the various elements of the claim into a single text field. This field can be manually added by a researcher or automatically populated by the system after import.

country:annotation

Description

Associated country of the unit used for grouping claims.

Attribute type

Text, controlled vocabulary.

Status

This attribute is optional.

Key name

:annotation/country

Example of use

mx, ph

Guidance on use

Values for this field are chosen from the list of ISO 3166-1 alpha-2 codes, which can be found (on the ISO website <https://www.iso.org/obp/ui/#search>). The specific country code should be chosen based on the incident:location:refs:assertion.

incident:location:descriptions:assertion

Description

A textual description of a location which cannot be represented in data, copied directly from the citation.

Attribute type

String

Status

This attribute is optional.

Key name

:assertion/incident:location:descriptions

Example of use

gold mining site

Guidance for use

We use this attribute to record the location of an incident exactly as described in the source. Here is an example:

Example

“According to Karen Human Rights Group: “On March 18th 2017, a C— villager named U D—, was shot and killed by Tatmadaw soldiers from LIB #589 at a gold mining site in Shwegyin Township. The leaders of the Tatmadaw and the gold mining company each provided one million kyat (US $736) to the victim’s family as compensation.”

While geographic data can be found for Shwegyin Township, the location of the “gold mining site” cannot be determined and geolocated based on this description. Because of this it is entered into the incident:location:descriptions:assertion field.

incident:location:refs:assertion

Description

The unique identifier of a location, drawn from the data on existing locations

Attribute type

String in UUID format

String

Status

This attribute is required.

Key name

:assertion/incident:location:refs

Example of use

4d7d97a6-d85e-436b-9511-81e8d55ceff3``(the identifier for the location``Baga (osm, point) 4d7d97a6-d85e-436b-9511-81e8d55ceff3)

Guidance on use

This field is used to store information about the Location where an incident happened. The value included in this field must be taken from id:entity attribute from the Location dataset. For further guidance on the creation, management and use of Locations visit the Locations documentation.

incident:location:names:qa

Description

Human readable name for location.

Attribute type

String

Status

This attribute is optional.

Key name

:assertion/incident:location:refs

Example of use

Hpruso Township (osm, poly) fd51e411-0a21-439c-ba3b-b6aa787541d1

Guidance on use

The best practice for this field is to use the location:humane_id:qa of the incident:location:refs:assertion.

incident:violation:types:assertion

Description

Type of alleged violation of human rights law, international humanitarian law or other relevant laws committed during the incident.

Attribute type

Text, multiple entry

Status

This attribute is optional.

Key name

:assertion/incident:violation:types

Example of use

Torture; Violations of the Right to Life, Intentionally directing attacks against the civilian population

Guidance for use

In incident:violation:types:assertion, a value is taken “as is” from the source, without change. If the source states “torture”, we transcribe this without further analysis. This is because the Monitor does not make specific direct allegations, but reports verbatim the allegations made by the source.

incident:violation:descriptions:assertion

Description

A description of the incident.

Attribute type

String

Status

This attribute is required.

Key name

assertion/incident:violation:descriptions

Example of use

According to Amnesty International: “Usman Modu, a 26-year-old scrap metal dealer from Maiduguri, spent almost two and a half years in Giwa barracks. He was arrested in April 2012 in Gwange, Maiduguri, during a screening operation after a Boko Haram attack. All the people who left the mosque were gathered together: the elderly and children were allowed to go home. The men were brought before a “pointer”, who pointed at him and 17 other men. He was first taken to a JTF station called NEPA and then to Giwa Barracks. “One by one we were brought in front of an armoured tank. I never saw anything. People said there was someone inside. When I went up, soldiers said I should go left. They started beating me. One soldier beat me with his gun and I fell down. They tied my hands behind my back and beat me. Then told me to go inside the car. I don’t know why I was chosen. I was surprised, I don’t know what I have done.” The military released Usman with 41 others in November 2014. The 17 men arrested with Usman all died in military custody.”

Guidance for use

In this attribute we record a direct quotation from the civil society, governmental or other source that describes the incident. When an incident has more than one report tied to it, start the quotation as below:

According to X organization, “Description of incident”. According to Y organization, “Description of incident”.

Best practice is for the incident:violation:descriptions:assertion to contain all of the information in the incident claim. This would allow any reader or researcher could read the incident:violation:descriptions:assertion and understand the entries in any field for the incident.

incident:perpetrator:refs:assertion

Description

The UUID of the unit or person against which the allegation is made, selected from the dataset.

Attribute type

String, formatted as a UUID

Status

This attribute is optional.

Key name

:assertion/incident:perpetrator:refs

Example of use

a27d4e1f-7add-4302-ab2e-70c426cce519

Guidance on use

Where a source make an allegation against a specific unit and/or person, this attribute is used to store the about_entity:ref:claim of the unit and/or person. The unit or person must already exist in the dataset. An incident can have multiple entries if multiple units and/or persons are alleged to be perpetrators.

incident:perpetrator:names:qa

Description

Human readable name for alleged unit and/or person perpetrator(s).

Attribute type

Text string.

Status

This attribute is optional.

Key name

:assertion/incident:perpetrator:refs

Example of use

115 Light Infantry Battalion

Guidance on use

The best practice for this field is to use the name:annotation of the unit(s) and/or person(s).

incident:perpetrator:classifications:assertion

Description

General branch or tier of the security force alleged to have committed the act(s) described in the incident.

Attribute type

Text, multiple entry, controlled vocabulary taken from unit:classifications:assertion

Status

This attribute is optional.

Key name

:assertion/incident:perpetrator:classifications

Example of use

Army, Ejército, Police, Military, Military Police ; Joint Operation

Guidance for use

Sometimes a source will report general information about the alleged perpetrators of an act. For example, rather than state a unit or a specific person the source might include something generic like “soldiers” or “police”. In these cases we use the same methodology used assign a unit:classifications:assertion to assign a incident:perpetrator:classifications:assertion. The list of possible entries used in incident:perpetrator:classifications:assertion is the same for unit:classifications:assertion.

Example

According to Amnesty International: “On 1 May 2012, around midnight, Nigerian soldiers arrested 37-year-old Dungus Ladan (not his real name), at his home in Maiduguri. Fatima, Dungus’ wife, told Amnesty International that the soldiers promised to just take him for an interrogation that should not last more than a few hours. When her husband did not return, she said, his father went on 3 May to Giwa barracks to check what had happened. Soldiers told him that Dungus had already been released. When he still did not return, the father went back again to the barracks, where soldiers told him that he should come back the next day to bail out his son. The following day, several relatives went together and gave the soldiers “what they could,” and the soldiers again promised to release Dungus that day. His wife said that the soldiers kept asking for money, and the family kept paying, but Dungus was never released. In February 2014, his father saw Dungus in the detention facility; they spoke briefly. Dungus said he had been framed by some people who owed him money and they arranged for him to be arrested and detained. Since then, his family has not seen him again; soldiers at Giwa barracks have told them he is not there.”

The only alleged perpetrators described in this alleged incident are “soldiers”. The most appropriate term to enter in incident:perpetrator:classifications:assertion to match this description which would be “military” because “soldiers” could refer to personnel of the Army, Navy or other armed services of a country.

An incident may have entries in both the incident:perpetrator:classifications:assertion and incident:perpetrator:refs:assertion fields.

Example

According to Amnesty International “On 27 August, Myanmar soldiers summarily executed scores of men and boys in Maung Nu […]” and “The principal unit involved in the Maung Nu massacre was Light Infantry Battalion (LIB) No. 564 […]”. As both a specific unit, the 564 Light Infantry Battalion, and “soldiers” are described as perpetrators the incident is coded with the about_entity:ref:claim of the 564 Light Infantry Battalion in incident:perpetrator:refs:assertion and a incident:perpetrator:classifications:assertion of Military.

incident:victim:refs:assertion

Description

A unique 32 character code assigned to each entity in the dataset.

Attribute type

String in UUID format

Status

This is a draft field.

Key name

:assertion/incident:victim:refs

Example of use

521ebf18-f161-4ac9-8c72-5a246efa0458

Guidance on use

This draft field is to capture any person alleged to be a victim of the incident. This person must already exist in the dataset.

incident:victim:names:qa

Description

Field that provides human readable name for entity.

Attribute type

Text string

Status

This is a draft field.

Key name

:assertion/incident:victim:refs

Example of use

John Smith

Guidance on use

This field provides a human readable counterpart to the incident:victim:refs:assertion. This field can be manually added by a researcher or automatically populated by the system after import. The best practice is to use the name:annotation in this field.

first_precise:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

last_precise:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

first_imprecise:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

last_imprecise:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

starting:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

ending:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

starting_context:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

ending_context:range

Full guidance on rationale for and differences between precise and imprecise date ranges, the use of this attribute can be found in the Handbook page How Dates Work.

category:violation_types:annotation

Description

Draft field to allow grouping or categorization of incidents based on alleged violations.

Attribute type

Text string.

Status

This is a draft field.

Key name

:annotation/category:violation-types

Example of use

This is a draft field.

Guidance on use

This draft field exists to allow for grouping or categorization of incidents based on alleged violations. The categoies themsleves can be determined and based on criteria established by the user of this data model.

public_notes:meta

Description

Additional context or details about the claim for a public audience.

Attribute type

String

Status

This attribute is optional.

Key name

:meta/public-notes

Example of use

Citation @3c981094-fb7b-4b78-b8f6-b525a03f72b5, published on 15 July 2019, states that numerous military appointments occurred "last week". This is understood to mean the week starting the previous Sunday 7 July 2019 through Saturday 13 July 2019.

Guidance on use

This field should be used whenever any claim requires additional explanation because for a general reader the claim is not clearly and directly stated in the citation. In the “Example of Use” above a citation published on 15 July 2019 refers to something happening “last week” and as a result a researcher has determined the previous Sunday 7 July 2019 through Saturday 13 July 2019 should be entered into the appropriate fields of first_imprecise:range and last_imprecise:range. That range would not be immediately clear to a public audience since neither date is directly referenced in the text of the citation. As a result, the researcher should explain how that date range was evidenced by the citation.

type:entity

Description

Specifies the type of entity.

Attribute type

Text, controlled vocabulary.

Status

This field is required.

Key name

:entity/type

Example of use

claim

Guidance on use

For an incident the only entry allowed for this field is claim.